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SEC Disclosures Checklists Including Financial Statement, MD&A, and Sarbanes-Oxley Checklists

Item Id: SECO1

The Accounting Research Manager Group

The SEC requires many specific disclosures that go beyond U.S. GAAP, and the Sarbanes-Oxley Act of 2002 that strengthens the SEC’s disclosure rules. The SEC Disclosures Checklists identify SEC disclosure requirements and provide a means to document compliance.

These SEC disclosure checklists are used by: CFOs, CEOs, corporate secretaries, treasurers, corporate counsel, presidents, controllers, owners, general managers, directors, and officers of various companies’ chief accountants of bank holding companies, and others in regulated and specialized industries.

See below for Benefits, Topic Areas, Features and Other Formats.

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$570.00
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Benefits

  • SEC disclosure checklists assist in both the preparation and review of financial statements and MD&As included in SEC 1933 Act and 1934 Act filings (e.g. Forms S-1, 10-K, and 10-Q) for domestic registrants
  • Helps oil and gas, registered management investment, and insurance and real estate companies; casinos and hotels; food retailers and department stores; research and development companies; defense contractors; and others in regulated or specialized industries ensure compliance with SEC requirements
  • Presents each SEC disclosure checklist as a series of yes/no possibilities to quickly identify disclosure requirements
  • Provides summary checklists containing only the questions at the end of the publication
  • References authoritative SEC and FASB literature, including relevant excerpts, to allow efficient, in-depth, focused research on the topic
  • Includes Sarbanes-Oxley checklists that can be used for foreign registrants as well

Topic Areas

No Topic Areas.

Features

Financial Statements – Commercial CompaniesOffers checklists that cover both general and specific disclosure requirements for reporting statements
Financial Statements – Specialized IndustriesProvides SEC disclosure checklists for bank holding companies, regulated industries, oil and gas companies, registered management investment companies, insurance companies, and others
Sarbanes-OxleyOutlines the mandated SEC disclosure requirements for quarterly and annual reporting
MD&AIncludes an organization’s disclosures, and disclosures for financial conditions and results of general operations, liquidity and capital resources, off-balance-sheet arrangements, inflation and changing prices, forward-looking disclosures, interim disclosures, and specialized industries

Other Formats

SEC Disclosures Checklists Including Financial Statement, MD&A, and Sarbanes-Oxley Checklists is also available in loose-leaf, loose-leaf and CD combination or as a CD.

Request multi-user pricing

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