Securities Law: A Guide to the 1933 and 1934 Acts is a securities law deskbook that provides a thorough explanation and analysis of the two central federal statutes, the Securities Act of 1933 (1933 Act) and the Securities Exchange Act of 1934 (1934 Act). The 1933 Act controls the registration of securities with SEC and national stock markets, and the 1934 Act controls trading of those securities. These laws require public companies and certain persons to publicly disclose facts that would be material to an investor’s decision to buy or sell securities, and impose civil and criminal liabilities on those who fail to comply.
This securities law guide is used by experienced securities lawyers, general practitioners, accountants, investment advisors, and investors.
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